Product

CONVERGENCE PRODUCT SUMMARY AND OVERVIEW

Grow Revenue

Grow Revenue

Convergence Research and Analytical Portal
Competitive Analysis
Sales Advisory
Clients at Risk

Improve Effectiveness and Efficiency

Improve Effectiveness and Efficiency

Sales Advisory
M&A Support
Enterprise Data Licensing
Outsourced Data Science

Identify and Manage Risks

Identify and Manage Risks

Non-Investment Risk Profiles and Time Series
Regulatory Event Analysis
Independence Conflict Management
Predictive Analytics

Grow Revenue

Improve Operational Effectiveness and Efficiency

Identify and Manage Risk

Strategic Products

Extensive Use of Time Series and Predictive Analytics

Non-Investment Risk Analysis and Ratings

Four types of non-investment risk in all asset managers in the market

Operational Risk

What Operational Risks exists in my Manager’s business and how is it changing and managed?

Operational Risk

We provide “insights” into this risk by identifying, measuring and evaluating changes to 22 “Operational Risk Factors” in your Manager’s business. Each change impacts operational risk and needs to be managed. Higher risk requires additional controls.

Compliance Risk

How well does my Manager’s Compliance Program meet regulatory filing requirements?

Compliance Risk

We provide “insights” into this question by identifying measuring and evaluating changes to 15 “Compliance Risk Factors” in your Manager’s business, including an assessment of the quality of your Manager’s Form ADV filing. Higher risk requires additional controls.

Event Risk

How susceptible is my Manager to the type of wrongdoing cited in SEC enforcement actions?

Event Risk

We provide “insights” into this question by identifying and comparing the “High Risk Business Conditions” that “set-the-table” for the wrongdoing to your Managers . We analyze each action and create an “Event Risk Match Rate” for your Manager.

Service Provider Risk

How much risk is my Manager taking with service providers they have selected to support funds?

Service Provider Risk

We provide “insights” into this question by identifying and measuring 14 “High Risk Service Providers” using cutting edge approaches. We substantiate the service providers that Advisers hire to support their private funds and you, the Investor pay the fees for.
Institutional Investors, FOF and OCIO Providers

Benefits of Non-Investment Risk Management

  • Permits an initial view of non-investment risk in potential investee Managers
  • Online and efficient non-investment risk analysis
  • Moves your ODD from periodic to dynamic and “event driven”
  • Customize risk alerts and insights that the user finds important
  • Allows users to generate comparative statistics within and across their portfolio and the market
  • Provides multi-year time series views and trending
  • $1,000 per year per Manager tracked on the platform
  • Scales with volume of Managers added to the platform
Business team discussing benefits of non-investment risk management

Our Brochures

Learn how Convergence helps your industry

2021-Convergence-Overview

what we do
Our services
Research

Used to research SEC and State registered Advisors. Used for Service Provider Business Development – Client Surveillance – Operational Due Diligence and Risk Management.

Analytics

Used to Research analytics on Advisors and Service Providers. Will help to identify Advisor and Service Provider practices and risk relative to a peer group.

advisor
Reporting

The reporting section delivers ‘packaged’ reports and files on Advisors and Service Providers. This includes significant surveillance of new events and material changes.

Non-Investment Risk Analysis and Ratings

Four types of non-investment risk in all asset managers in the market

Operational Risk

What Operational Risks exists in my Manager’s business and how is it changing and managed?

Operational Risk

We provide “insights” into this risk by identifying, measuring and evaluating changes to 22 “Operational Risk Factors” in your Manager’s business. Each change impacts operational risk and needs to be managed. Higher risk requires additional controls.

Compliance Risk

How well does my Manager’s Compliance Program meet regulatory filing requirements?

Compliance Risk

We provide “insights” into this question by identifying measuring and evaluating changes to 15 “Compliance Risk Factors” in your Manager’s business, including an assessment of the quality of your Manager’s Form ADV filing. Higher risk requires additional controls.

Event Risk

How susceptible is my Manager to the type of wrongdoing cited in SEC enforcement actions?

Event Risk

We provide “insights” into this question by identifying and comparing the “High Risk Business Conditions” that “set-the-table” for the wrongdoing to your Managers . We analyze each action and create an “Event Risk Match Rate” for your Manager.

Service Provider Risk

How much risk is my Manager taking with service providers they have selected to support funds?

Service Provider Risk

We provide “insights” into this question by identifying and measuring 14 “High Risk Service Providers” using cutting edge approaches. We substantiate the service providers that Advisers hire to support their private funds and you, the Investor pay the fees for.
Our Mission

‘Big Data’ Capture-enrichment - Original Content

We create original content to help you make faster and more informed business decisions. You can act upon our data-We eliminate your need to make sense out of vast amounts of data
Contact George Evans today!

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