Product
Grow Revenue
Grow Revenue
Convergence Research and Analytical Portal
Competitive Analysis
Sales Advisory
Clients at Risk
Competitive Analysis
Sales Advisory
Clients at Risk
Improve Effectiveness and Efficiency
Improve Effectiveness and Efficiency
Sales Advisory
M&A Support
Enterprise Data Licensing
Outsourced Data Science
M&A Support
Enterprise Data Licensing
Outsourced Data Science
Identify and Manage Risks
Identify and Manage Risks
Non-Investment Risk Profiles and Time Series
Regulatory Event Analysis
Independence Conflict Management
Predictive Analytics
Regulatory Event Analysis
Independence Conflict Management
Predictive Analytics
Previous
Next
Grow Revenue
- Convergence Research and Analytical Portal
- Competitive Analysis
- Sales Advisory
- Clients at Risk
Improve Operational Effectiveness and Efficiency
- Sales Advisory
- M&A Support
- Enterprise Data Licensing
- Outsourced Data Science
Identify and Manage Risk
- Non-Investment Risk Profiles and Time Series
- Regulatory Event Analysis
- Independence Conflict Management
- Predictive Analytics
Strategic Products
Extensive Use of Time Series and Predictive Analytics
ODD – Non-Investment Risk
Focused on Operating, Compliance, Vendor and Regulatory Event Risk
Competitive Assessment
Benchmark your growth as a Service Provider to the Market and select Competitors
Sales Advisory
Custom Lead generation and targeting of the Market
M&A Support
Target Identification and Due Diligence support
Enterprise Data Partnership
In conjunction with subscription, data feed to CRM/Data Warehouse
Outsourced Data Science
Augment your internal team with Convergence expertise
Clients at Risk
Analyses of Administrator and Audit firm books for client/peer group historical behavior
Custom Research
Ad-hoc that can look at market – trends –targeting – competitors etc
Independence Testing – Client Acceptance Testing
Ability to reference all entities and individuals in the Convergence database
Regulatory Event Analyses
‘Match’ High Risk Business Risk factors associated with Advisor regulatory infractions
Non-Investment Risk Analysis and Ratings
Four types of non-investment risk in all asset managers in the market
Operational Risk
What Operational Risks exists in my Manager’s business and how is it changing and managed?
Operational Risk
We provide “insights” into this risk by identifying, measuring and evaluating changes to 22 “Operational Risk Factors” in your Manager’s business. Each change impacts operational risk and needs to be managed. Higher risk requires additional controls.
Compliance Risk
How well does my Manager’s Compliance Program meet regulatory filing requirements?
Compliance Risk
We provide “insights” into this question by identifying measuring and evaluating changes to 15 “Compliance Risk Factors” in your Manager’s business, including an assessment of the quality of your Manager’s Form ADV filing. Higher risk requires additional controls.
Event Risk
How susceptible is my Manager to the type of wrongdoing cited in SEC enforcement actions?
Event Risk
We provide “insights” into this question by identifying and comparing the “High Risk Business Conditions” that “set-the-table” for the wrongdoing to your Managers . We analyze each action and create an “Event Risk Match Rate” for your Manager.
Service Provider Risk
How much risk is my Manager taking with service providers they have selected to support funds?
Service Provider Risk
We provide “insights” into this question by identifying and measuring 14 “High Risk Service Providers” using cutting edge approaches. We substantiate the service providers that Advisers hire to support their private funds and you, the Investor pay the fees for.
Institutional Investors, FOF and OCIO Providers
Benefits of Non-Investment Risk Management
- Permits an initial view of non-investment risk in potential investee Managers
- Online and efficient non-investment risk analysis
- Moves your ODD from periodic to dynamic and “event driven”
- Customize risk alerts and insights that the user finds important
- Allows users to generate comparative statistics within and across their portfolio and the market
- Provides multi-year time series views and trending
- $1,000 per year per Manager tracked on the platform
- Scales with volume of Managers added to the platform
what we do
Our services
Research
Used to research SEC and State registered Advisors. Used for Service Provider Business Development – Client Surveillance – Operational Due Diligence and Risk Management.
Analytics
Used to Research analytics on Advisors and Service Providers. Will help to identify Advisor and Service Provider practices and risk relative to a peer group.
Reporting
The reporting section delivers ‘packaged’ reports and files on Advisors and Service Providers. This includes significant surveillance of new events and material changes.
Non-Investment Risk Analysis and Ratings
Four types of non-investment risk in all asset managers in the market
Operational Risk
What Operational Risks exists in my Manager’s business and how is it changing and managed?
Operational Risk
We provide “insights” into this risk by identifying, measuring and evaluating changes to 22 “Operational Risk Factors” in your Manager’s business. Each change impacts operational risk and needs to be managed. Higher risk requires additional controls.
Compliance Risk
How well does my Manager’s Compliance Program meet regulatory filing requirements?
Compliance Risk
We provide “insights” into this question by identifying measuring and evaluating changes to 15 “Compliance Risk Factors” in your Manager’s business, including an assessment of the quality of your Manager’s Form ADV filing. Higher risk requires additional controls.
Event Risk
How susceptible is my Manager to the type of wrongdoing cited in SEC enforcement actions?
Event Risk
We provide “insights” into this question by identifying and comparing the “High Risk Business Conditions” that “set-the-table” for the wrongdoing to your Managers . We analyze each action and create an “Event Risk Match Rate” for your Manager.
Service Provider Risk
How much risk is my Manager taking with service providers they have selected to support funds?
Service Provider Risk
We provide “insights” into this question by identifying and measuring 14 “High Risk Service Providers” using cutting edge approaches. We substantiate the service providers that Advisers hire to support their private funds and you, the Investor pay the fees for.
Our Mission
‘Big Data’ Capture-enrichment - Original Content
We create original content to help you make faster and more informed business decisions. You can act upon our data-We eliminate your need to make sense out of vast amounts of data
Contact George Evans today!
Request a Demo
