Convergence offers
Regulatory Event Risk analytics on Advisors
Leverage the Convergence platform for the following:
- We conduct a comparative analyses of Asset Managers that have been cited for wrongdoing in SEC enforcement actions versus Asset Managers that an Investor would like to diligence
- E-RISK provides insights into the high risk business conditions that are likely to have set the table for the actions cited in the SEC enforcement action
- I-RISK allows you to compare the high risk business conditions of the Asset Managers they select to the Asset Manager cited for the infraction
