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CLOUGH CAPITAL PARTNERS, LP

Business and Investment Profile

The CLOUGH CAPITAL PARTNERS, LP is a privately held investment adviser that advises $2.03Bn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. CLOUGH CAPITAL PARTNERS, LP is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 2.54% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 21.68 years and is comprised of 1 filing and 3 relying advisers. They operate out of 1 office location with their Headquarters at 53 STATE STREET 27TH FLOOR, BOSTON, MA. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.

Employee Profile

They have 11 employees comprised of 4 investment and 7 non-investment staff. The total number of Employees decreased by 42.11% over the last 5-years.

Asset Profile

Their $2.03Bn in assets advised are owned by 7 private funds, 5 public funds and BDCs and 1 other account. Assets of Investment Companies (IC) clients own $1.26Bn or 62.14% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $414.36mn or 20.43% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity and Multi Strat, representing 94.36% and 5.64% of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 3 Fund Administrators, 2 Fund Auditors, 2 Prime Brokers, 6 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

CLOUGH CAPITAL PARTNERS, LP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Business Complexity/Risk Profile

They have a MEDIUM risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In CLOUGH CAPITAL PARTNERS, LP's case, they have 9 business conditions that require high process maturity and 0 Watch Factors.

Full profile: CLOUGH CAPITAL PARTNERS, LP

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Keywords: [CLOUGH]
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