The VALLEY FORGE INVESTMENT CONSULTANTS is a privately held investment adviser that advises $3.2Bn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. VALLEY FORGE INVESTMENT CONSULTANTS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 82.95% over the last 5-years.
The Group has been registered with the SEC for 9.85 years and is comprised of 2 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 2500 MONROE BLVD. SUITE 100, AUDUBON, PA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 21 employees comprised of 17 investment and 4 non-investment staff. The total number of Employees remained the same over the last few years.
Their $3.2Bn in assets advised are owned by 12 private funds, 0 public funds and BDCs and 156 other accounts. Assets of Pension and Profit Sharing Plans-Private clients own $1.93Bn or 60.5% of Total Assets and High Net Worth Individuals own $786.79mn or 24.63% of Total Assets.
The Group's top investment strategies include Traditional LBO and Real Estate, representing 67.83% and 32.17% of total assets, respectively.
They advise 6 types of clients, top clients are Pension and Profit Sharing Plans-Private and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 12 private funds with $178.45mn in assets.
The Group discloses fixed fees, management fees and performance-based fees.
VALLEY FORGE INVESTMENT CONSULTANTS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In VALLEY FORGE INVESTMENT CONSULTANTS's case, they have 15 business conditions that require high process maturity and 1 Watch Factors.