The STRATEGIC INCOME GROUP is a privately held investment adviser that advises $395.07mn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. STRATEGIC INCOME GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 147.87% over the last 5-years.
The Group has been registered with the SEC for 12.91 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 2330 W. RAY ROAD SUITE 3, CHANDLER, AZ. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 9 employees comprised of 5 investment and 4 non-investment staff. The total number of Employees increased by 28.57% over the last 5-years.
Their $395.07mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Individuals clients own $225.38mn or 57.05% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $80.97mn or 20.49% of Total Assets.
The Group's top investment strategies include Multi Strat and FI/Credit - Diverse, representing 55.01% and 44.99% of total assets, respectively.
They advise 3 types of clients, top clients are Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
STRATEGIC INCOME GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In STRATEGIC INCOME GROUP's case, they have 15 business conditions that require high process maturity and 4 Watch Factors.