The GALLATIN POINT CAPITAL is a publicly held investment adviser that advises $10.12Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. GALLATIN POINT CAPITAL is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 702.04% over the last 5-years.
The Group has been registered with the SEC for 8.88 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 660 STEAMBOAT ROAD, GREENWICH, CT. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 24 employees comprised of 13 investment and 11 non-investment staff. The total number of Employees increased by 71.43% over the last 5-years.
Their $10.12Bn in assets advised are owned by 45 private funds, 0 public funds and BDCs and 1 other account. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $9.8Bn or 96.81% of Total Assets and Corporations or Other Businesses own $323.05mn or 3.19% of Total Assets.
The Group's top investment strategies include Traditional LBO, representing 100% of total assets, respectively.
They advise 2 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Corporations or Other Businesses.
The Group uses 1 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 3 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees, management fees and performance-based fees.
GALLATIN POINT CAPITAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In GALLATIN POINT CAPITAL's case, they have 11 business conditions that require high process maturity and 1 Watch Factors.