The SPRINGS CAPITAL is a privately held investment adviser that advises $6.06Bn in regulatory assets under management held in 2 SEC fund types across 1 investment strategies. SPRINGS CAPITAL is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 50.39% over the last 5-years.
The Group has been registered with the SEC for 12.15 years and is comprised of 2 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at ROOM 4209, GLOUCESTER TOWER, THE LANDMARK 15 QUEEN'S ROAD CENTRAL, HONG KONG, -. The Group has not been subject to regulatory enforcement actions. They are regulated by 7 US and Non-US bodies.
They have 19 employees comprised of 8 investment and 11 non-investment staff. The total number of Employees increased by 26.67% over the last 5-years.
Their $6.06Bn in assets advised are owned by 9 private funds, 0 public funds and BDCs and 10 other accounts. Assets of Sovereign Wealth Funds and Foreign Official Institutions clients own $4.62Bn or 76.28% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $1.16Bn or 19.19% of Total Assets.
The Group's top investment strategies include Emerging Markets, representing 100% of total assets, respectively.
They advise 6 types of clients, top clients are Sovereign Wealth Funds and Foreign Official Institutions and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 2 Fund Administrators, 2 Fund Auditors, 4 Prime Brokers, 5 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
SPRINGS CAPITAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In SPRINGS CAPITAL's case, they have 15 business conditions that require high process maturity and 1 Watch Factors.