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EQUITY ARMOR INVESTMENTS

Business and Investment Profile

The EQUITY ARMOR INVESTMENTS is a privately held investment adviser that advises $171.12mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. EQUITY ARMOR INVESTMENTS is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 140.1% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 11.75 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 318 WEST ADAMS STREET 10TH FLOOR, CHICAGO, IL. The Group has been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Employee Profile

They have 4 employees comprised of 3 investment and 1 non-investment staff. The total number of Employees increased by 33.33% over the last 5-years.

Asset Profile

Their $171.12mn in assets advised are owned by 0 private funds, 2 public funds and BDCs and 2 other accounts. Assets of Other Investment Advisers clients own $90.33mn or 52.79% of Total Assets and Investment Companies (IC) own $52.25mn or 30.54% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Other Investment Advisers and Investment Companies (IC).

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

EQUITY ARMOR INVESTMENTS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Business Complexity/Risk Profile

They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In EQUITY ARMOR INVESTMENTS's case, they have 8 business conditions that require high process maturity and 2 Watch Factors.

Full profile: EQUITY ARMOR INVESTMENTS

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Keywords: [INVESTMENTS,, EQUITY, ARMOR]
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