The LOMBARD is a privately held investment adviser that advises $9.98Bn in regulatory assets under management held in 2 SEC fund types across 5 investment strategies. LOMBARD is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 117.44% over the last 5-years.
The Group has been registered with the SEC for 13.85 years and is comprised of 2 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 10/F CRC TOWER (ALL SEASONS PLACE) 87/2 WIRELESS ROAD, BANGKOK, -. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 15 employees comprised of 10 investment and 5 non-investment staff. The total number of Employees decreased by 37.5% over the last 5-years.
Their $9.98Bn in assets advised are owned by 116 private funds, 60 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $8.07Bn or 80.81% of Total Assets and Investment Companies (IC) own $1.92Bn or 19.19% of Total Assets.
The Group's top investment strategies include Traditional LBO, Multi Strat and Long/Short Equity, representing 44.72%, 29.08% and 25.59% of total assets, respectively.
They advise 2 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).
The Group uses 3 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 7 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 4 private funds with $75.47mn in assets.
The Group discloses management fees.
LOMBARD names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In LOMBARD's case, they have 13 business conditions that require high process maturity and 1 Watch Factors.