The LOMBARD ODIER ASSET MANAGEMENT (USA) CORP is a privately held investment adviser that advises $84.71Bn in regulatory assets under management held in 2 SEC fund types across 8 investment strategies. LOMBARD ODIER ASSET MANAGEMENT (USA) CORP is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 130.61% over the last 5-years.
The Group has been registered with the SEC for 14.64 years and is comprised of 1 filing and 0 relying advisers. They operate out of 5 office locations with their Headquarters at 452 FIFTH AVENUE 25TH FLOOR, NEW YORK, NY. The Group has been subject to regulatory enforcement actions. They are regulated by 6 US and Non-US bodies.
They have 74 employees comprised of 42 investment and 32 non-investment staff. The total number of Employees increased by 27.59% over the last 5-years.
Their $84.71Bn in assets advised are owned by 18 private funds, 79 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $69.42Bn or 81.95% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $15.29Bn or 18.05% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse, Long/Short Equity and Multi Strat, representing 66.32%, 16.09% and 11.99% of total assets, respectively.
They advise 2 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 11 Fund Administrators, 2 Fund Auditors, 4 Prime Brokers, 12 Custodians and 14 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In LOMBARD ODIER ASSET MANAGEMENT (USA) CORP's case, they have 20 business conditions that require high process maturity and 1 Watch Factors.