The EMERGING CAPITAL PARTNERS is a privately held investment adviser that advises $2.43Bn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. EMERGING CAPITAL PARTNERS is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets decreased by 5.38% over the last 5-years.
The Group has been registered with the SEC for 16.08 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 1050 30TH STREET, NW, WASHINGTON, DC. The Group has been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 6 employees comprised of 5 investment and 1 non-investment staff. The total number of Employees decreased by 77.78% over the last 5-years.
Their $2.43Bn in assets advised are owned by 15 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $2.43Bn or 100% of Total Assets.
The Group's top investment strategies include Traditional LBO and Commodities, representing 78.47% and 21.53% of total assets, respectively.
They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).
The Group uses 2 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 0 Custodians and 7 Marketers. It does not report a third-party Fund Administrator in 3 private funds with $270.2mn in assets.
The Group discloses management fees and performance-based fees.
EMERGING CAPITAL PARTNERS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In EMERGING CAPITAL PARTNERS's case, they have 19 business conditions that require high process maturity and 5 Watch Factors.