The NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC. is a privately held investment adviser that advises $686.78Bn in regulatory assets under management held in 0 SEC fund types across 7 investment strategies. NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC. is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 245.67% over the last 5-years.
The Group has been registered with the SEC for 24.21 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 1211 AVENUE OF THE AMERICAS 23RD FLOOR, NEW YORK, NY. The Group has been subject to regulatory enforcement actions. They are regulated by 11 US and Non-US bodies.
They have 4 employees comprised of 2 investment and 2 non-investment staff. The total number of Employees decreased by 20% over the last 5-years.
Their $686.78Bn in assets advised are owned by 28 private funds, 397 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $670.37Bn or 97.61% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $15.44Bn or 2.25% of Total Assets.
The Group's top investment strategies include Long/Short Equity, FI/Credit - Diverse and Multi Strat, representing 48.59%, 31.42% and 19.39% of total assets, respectively.
They advise 2 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 10 Fund Administrators, 2 Fund Auditors, 1 Prime Brokers, 9 Custodians and 9 Marketers. It does not report a third-party Fund Administrator in 2 private funds with $0 in assets.
The Group discloses management fees.
NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.'s case, they have 12 business conditions that require high process maturity and 1 Watch Factors.