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SUMMIT PRIVATE INVESTMENTS, INC.

Business and Investment Profile

The SUMMIT PRIVATE INVESTMENTS, INC. is a privately held investment adviser that advises $516.58mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. SUMMIT PRIVATE INVESTMENTS, INC. is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 149.61% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 37.84 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 47 MAPLE ST STE 103, SUMMIT, NJ. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Asset Profile

Their $516.58mn in assets advised are owned by 4 private funds, 3 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $298.8mn or 57.84% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $217.78mn or 42.16% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat and Fund of Funds, representing 57.84% and 42.16% of total assets, respectively.

Client Profile

They advise Mutual Fund fund type.

Service Provider Profile

The Group uses 1 Fund Administrators, 2 Fund Auditors, 2 Prime Brokers, 4 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group does not disclose any type of fee.

Sub-Advisers

SUMMIT PRIVATE INVESTMENTS, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Business Complexity/Risk Profile

They have a LOW-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In SUMMIT PRIVATE INVESTMENTS, INC.'s case, they have 4 business conditions that require high process maturity and 1 Watch Factors.

Full profile: SUMMIT PRIVATE INVESTMENTS, INC.

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Keywords: [INVESTMENTS,, SUMMIT]
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