The SUN VALLEY GOLD LLC is a non SEC/STATE investment adviser that advises $147.18mn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. SUN VALLEY GOLD LLC is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets decreased by 78.47% over the last 5-years.
The Group has been registered with the STATE for 26.37 years and is comprised of 0 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at P.O. BOX 2211, KETCHUM, ID. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 3 employees comprised of 1 investment and 2 non-investment staff. The total number of Employees decreased by 78.57% over the last 5-years.
Their $147.18mn in assets advised are owned by 4 private funds, 0 public funds and BDCs and 3 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $120.35mn or 81.77% of Total Assets and Pension and Profit Sharing Plans-Private own $23.88mn or 16.23% of Total Assets.
The Group's top investment strategies include Commodities and Fund of Funds, representing 100% and 0% of total assets, respectively.
They advise 3 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Pension and Profit Sharing Plans-Private.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, management fees and performance-based fees.
SUN VALLEY GOLD LLC names 0 sub-advisers advised by the group. The Group has not been named as the sub-adviser to any fund.
They have a risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In SUN VALLEY GOLD LLC's case, they have 0 business conditions that require high process maturity and 1 Watch Factors.