The THE CAPROCK GROUP, INC. is a privately held investment adviser that advises $10.15Bn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. THE CAPROCK GROUP, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 171.47% over the last 5-years.
The Group has been registered with the SEC for 23.14 years and is comprised of 1 filing and 1 relying advisers. They operate out of 10 office locations with their Headquarters at 800 WEST MAIN STREET SUITE 1150, BOISE, ID. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 64 employees comprised of 36 investment and 28 non-investment staff. The total number of Employees increased by 77.78% over the last 5-years.
Their $10.15Bn in assets advised are owned by 10 private funds, 0 public funds and BDCs and 13 other accounts. Assets of High Net Worth Individuals clients own $9.17Bn or 90.33% of Total Assets and Charitable Organizations own $964.73mn or 9.51% of Total Assets.
The Group's top investment strategies include Fund of Funds and Traditional LBO, representing nan% and nan% of total assets, respectively.
They advise 4 types of clients, top clients are High Net Worth Individuals and Charitable Organizations.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
THE CAPROCK GROUP, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 10 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In THE CAPROCK GROUP, INC.'s case, they have 8 business conditions that require high process maturity and 2 Watch Factors.