The BTS ASSET MANAGEMENT, INC. is a privately held investment adviser that advises $239.21mn in regulatory assets under management held in 0 SEC fund types across 3 investment strategies. BTS ASSET MANAGEMENT, INC. is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets decreased by 76.25% over the last 5-years.
The Group has been registered with the SEC for 46.3 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 55 OLD BEDFORD ROAD SUITE 203, LINCOLN, MA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 17 employees comprised of 4 investment and 13 non-investment staff. The total number of Employees decreased by 48.48% over the last 5-years.
Their $239.21mn in assets advised are owned by 0 private funds, 3 public funds and BDCs and 4 other accounts. Assets of Investment Companies (IC) clients own $119.6mn or 50% of Total Assets and Individuals own $87.16mn or 36.44% of Total Assets.
The Group's top investment strategies include Multi Strat, Long/Short Equity and FI/Credit - Diverse, representing 72.74%, 15.05% and 12.21% of total assets, respectively.
They advise 4 types of clients, top clients are Investment Companies (IC) and Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees and management fees.
BTS ASSET MANAGEMENT, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In BTS ASSET MANAGEMENT, INC.'s case, they have 11 business conditions that require high process maturity and 2 Watch Factors.