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LFL ADVISERS, LLC

Business and Investment Profile

The LFL ADVISERS, LLC is a privately held investment adviser that advises $758.6mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. LFL ADVISERS, LLC is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 146.01% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 13.82 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 1560 SHERMAN AVE SUITE 530, EVANSTON, IL. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 3 employees comprised of 2 investment and 1 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $758.6mn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 2 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $622.95mn or 82.12% of Total Assets and Government Entities and Pension Plans own $82.24mn or 10.84% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Government Entities and Pension Plans.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

LFL ADVISERS, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Business Complexity/Risk Profile

They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In LFL ADVISERS, LLC's case, they have 9 business conditions that require high process maturity and 2 Watch Factors.

Full profile: LFL ADVISERS, LLC

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Keywords: [LFL]
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