The MIS CAPITAL MANAGEMENT, LLC is a privately held investment adviser that advises $160.33mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. MIS CAPITAL MANAGEMENT, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 34.87% over the last 5-years.
The Group has been registered with the SEC for 25.89 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 16217 KITTRIDGE STREET, LOS ANGELES, CA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 3 employees comprised of 1 investment and 2 non-investment staff. The total number of Employees remained the same over the last few years.
Their $160.33mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 16 other accounts. Assets of High Net Worth Individuals clients own $108.73mn or 67.81% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $34.8mn or 21.71% of Total Assets.
The Group's top investment strategies include Long/Short Equity and Multi Strat, representing 79.58% and 20.42% of total assets, respectively.
They advise 5 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 7 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $13.85mn in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
MIS CAPITAL MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In MIS CAPITAL MANAGEMENT, LLC's case, they have 8 business conditions that require high process maturity and 0 Watch Factors.