The MONTROSE ADVISORS is a privately held investment adviser that advises $672.2mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. MONTROSE ADVISORS is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 254.92% over the last 5-years.
The Group has been registered with the SEC for 52.52 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 7 EAST 60TH STREET 2ND FLOOR, NEW YORK, NY. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 5 employees comprised of 3 investment and 2 non-investment staff. The total number of Employees remained the same over the last few years.
Their $672.2mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 3 other accounts. Assets of Other Investment Advisers clients own $527.05mn or 78.41% of Total Assets and High Net Worth Individuals own $94.08mn or 14% of Total Assets.
The Group's top investment strategies include Fund of Funds, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are Other Investment Advisers and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 3 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $25mn in assets.
The Group discloses fixed fees and management fees.
MONTROSE ADVISORS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In MONTROSE ADVISORS's case, they have 6 business conditions that require high process maturity and 0 Watch Factors.