The RAPTOR DELEGATE GROUP is a privately held investment adviser that advises $2.15Bn in regulatory assets under management held in 3 SEC fund types across 2 investment strategies. RAPTOR DELEGATE GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 138.74% over the last 5-years.
The Group has been registered with the SEC for 14.06 years and is comprised of 2 filing and 0 relying advisers. They operate out of 5 office locations with their Headquarters at 101 GLEN LENNOX DRIVE SUITE 150, CHAPEL HILL, NC. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 16 employees comprised of 11 investment and 5 non-investment staff. The total number of Employees increased by 14.29% over the last 5-years.
Their $2.15Bn in assets advised are owned by 31 private funds, 0 public funds and BDCs and 10 other accounts. Assets of High Net Worth Individuals clients own $1.12Bn or 52.14% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $691.06mn or 32.11% of Total Assets.
The Group's top investment strategies include Early Stage and FI/Credit - Diverse, representing 99.48% and 0.52% of total assets, respectively.
They advise 5 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 3 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 5 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 20 private funds with $151.22mn in assets.
The Group discloses fixed fees and management fees.
RAPTOR DELEGATE GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In RAPTOR DELEGATE GROUP's case, they have 20 business conditions that require high process maturity and 1 Watch Factors.