The RIMROCK CAPITAL MANAGEMENT LLC is a privately held investment adviser that advises $7.17Bn in regulatory assets under management held in 1 SEC fund types across 3 investment strategies. RIMROCK CAPITAL MANAGEMENT LLC is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 39.58% over the last 5-years.
The Group has been registered with the SEC for 20.08 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 100 INNOVATION DRIVE SUITE 200, IRVINE, CA. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.
They have 26 employees comprised of 9 investment and 17 non-investment staff. The total number of Employees increased by 85.71% over the last 5-years.
Their $7.17Bn in assets advised are owned by 16 private funds, 0 public funds and BDCs and 6 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $6.19Bn or 86.27% of Total Assets and Charitable Organizations own $984.91mn or 13.73% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse, Multi Strat and FI/Credit - Asset Backed Securities, representing 73.88%, 19.42% and 6.7% of total assets, respectively.
They advise 2 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Charitable Organizations.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
RIMROCK CAPITAL MANAGEMENT LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In RIMROCK CAPITAL MANAGEMENT LLC's case, they have 9 business conditions that require high process maturity and 1 Watch Factors.