The CARLYLE GROUP is a publicly held investment adviser that advises $755Bn in regulatory assets under management held in 6 SEC fund types across 13 investment strategies. CARLYLE GROUP is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 234.82% over the last 5-years.
The Group has been registered with the SEC for 29.51 years and is comprised of 9 filing and 13 relying advisers. They operate out of 16 office locations with their Headquarters at 1001 PENNSYLVANIA AVENUE, N.W. SUITE 220 SOUTH, WASHINGTON, DC. The Group has been subject to regulatory enforcement actions. They are regulated by 18 US and Non-US bodies.
They have 1,780 employees comprised of 645 investment and 1,135 non-investment staff. The total number of Employees increased by 38.85% over the last 5-years.
Their $755Bn in assets advised are owned by 1,141 private funds, 18 public funds and BDCs and 51 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $602.48Bn or 79.8% of Total Assets and Insurance Companies own $87.24Bn or 11.55% of Total Assets.
The Group's top investment strategies include Traditional LBO, FI/Credit - Asset Backed Securities and FI/Credit - Lending, representing 51.21%, 11.32% and 9.32% of total assets, respectively.
They advise 8 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Insurance Companies.
The Group uses 11 Fund Administrators, 6 Fund Auditors, 0 Prime Brokers, 51 Custodians and 24 Marketers. It does not report a third-party Fund Administrator in 786 private funds with $217.2Bn in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
CARLYLE GROUP names 5 sub-advisers CARLYLE BRASIL CONSULTORIA INVESTMENTOS LTDA., CIM GLOBAL, L.L.C., KOREAN INVESTMENT PRIVATE EQUITY CO., LTD., NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC, T. ROWE PRICE ASSOCIATES, INC. to 24 different funds advised by the group. The Group has been named as the sub-adviser to 10 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In CARLYLE GROUP's case, they have 36 business conditions that require high process maturity and 4 Watch Factors.