The TAYLOR FRIGON CAPITAL MANAGEMENT GROUP is a privately held investment adviser that advises $367.39mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. TAYLOR FRIGON CAPITAL MANAGEMENT GROUP is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 47.59% over the last 5-years.
The Group has been registered with the SEC for 19 years and is comprised of 2 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 18835 N. THOMPSON PEAK PKWY SUITE C-200, SCOTTSDALE, AZ. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 11 employees comprised of 5 investment and 6 non-investment staff. The total number of Employees remained the same over the last few years.
Their $367.39mn in assets advised are owned by 2 private funds, 1 public fund and BDCs and 24 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $150.69mn or 41.02% of Total Assets and High Net Worth Individuals own $121.78mn or 33.15% of Total Assets.
The Group's top investment strategies include Multi Strat and Long/Short Equity, representing 70.52% and 29.48% of total assets, respectively.
They advise 6 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 3 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 2 private funds with $106.85mn in assets.
The Group discloses management fees and performance-based fees.
TAYLOR FRIGON CAPITAL MANAGEMENT GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In TAYLOR FRIGON CAPITAL MANAGEMENT GROUP's case, they have 13 business conditions that require high process maturity and 2 Watch Factors.