The DIAM U.S.A., INC. is a publicly held investment adviser that advises $619.35Bn in regulatory assets under management held in 1 SEC fund types across 6 investment strategies. DIAM U.S.A., INC. is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 22.66% over the last 5-years.
The Group has been registered with the SEC for 28.35 years and is comprised of 2 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at TEKKO BUILDING 8-2, MARUNOUCHI 1 CHOME, CHIYODA-KU, TOKYO, -. The Group has been subject to regulatory enforcement actions. They are regulated by 9 US and Non-US bodies.
They have 970 employees comprised of 307 investment and 663 non-investment staff. The total number of Employees increased by 0.41% over the last 5-years.
Their $619.35Bn in assets advised are owned by 1,006 private funds, 406 public funds and BDCs and 440 other accounts. Assets of Government Entities and Pension Plans clients own $239.63Bn or 38.69% of Total Assets and Investment Companies (IC) own $161.4Bn or 26.06% of Total Assets.
The Group's top investment strategies include Long/Short Equity, FI/Credit - Diverse and Multi Strat, representing 69.3%, 20.2% and 9.99% of total assets, respectively.
They advise 10 types of clients, top clients are Government Entities and Pension Plans and Investment Companies (IC).
The Group uses 2 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 6 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
DIAM U.S.A., INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In DIAM U.S.A., INC.'s case, they have 25 business conditions that require high process maturity and 2 Watch Factors.