The PEPPERTREE GROUP is a privately held investment adviser that advises $15.01Bn in regulatory assets under management held in 3 SEC fund types across 3 investment strategies. PEPPERTREE GROUP is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 592.84% over the last 5-years.
The Group has been registered with the SEC for 13.85 years and is comprised of 1 filing and 1 relying advisers. They operate out of 1 office location with their Headquarters at 57 E. WASHINGTON STREET, CLEVELAND, OH. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 39 employees comprised of 23 investment and 16 non-investment staff. The total number of Employees increased by 105.26% over the last 5-years.
Their $15.01Bn in assets advised are owned by 25 private funds, 0 public funds and BDCs and 1 other account. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $14.95Bn or 99.63% of Total Assets and Corporations or Other Businesses own $55.86mn or 0.37% of Total Assets.
The Group's top investment strategies include Traditional LBO, FI/Credit - Diverse and Fund of Funds, representing 99.73%, 0.27% and 0% of total assets, respectively.
They advise 2 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Corporations or Other Businesses.
The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 3 Marketers. It does not report a third-party Fund Administrator in 24 private funds with $7.48Bn in assets.
The Group discloses management fees and performance-based fees.
PEPPERTREE GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In PEPPERTREE GROUP's case, they have 12 business conditions that require high process maturity and 1 Watch Factors.