The PKSA GROUP is a privately held investment adviser that advises $5.16Bn in regulatory assets under management held in 4 SEC fund types across 5 investment strategies. PKSA GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 175.19% over the last 5-years.
The Group has been registered with the SEC for 12.09 years and is comprised of 5 filing and 0 relying advisers. They operate out of 25 office locations with their Headquarters at 3600 N. CAPITAL OF TEXAS HWY. BUILDING B, SUITE 200, AUSTIN, TX. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 121 employees comprised of 78 investment and 43 non-investment staff. The total number of Employees increased by 75.36% over the last 5-years.
Their $5.16Bn in assets advised are owned by 13 private funds, 0 public funds and BDCs and 42 other accounts. Assets of High Net Worth Individuals clients own $3.72Bn or 72.16% of Total Assets and Individuals own $594.92mn or 11.53% of Total Assets.
The Group's top investment strategies include Traditional LBO, Fund of Funds and Real Estate, representing 47.05%, 23.53% and 20.12% of total assets, respectively.
They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 4 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 4 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
PKSA GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In PKSA GROUP's case, they have 28 business conditions that require high process maturity and 5 Watch Factors.