The FRANKLIN PARK is a privately held investment adviser that advises $12.85Bn in regulatory assets under management held in 2 SEC fund types across 4 investment strategies. FRANKLIN PARK is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets decreased by 19.69% over the last 5-years.
The Group has been registered with the SEC for 22.75 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at THREE BALA PLAZA SUITE 500 WEST, BALA CYNWYD, PA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 29 employees comprised of 29 investment and 0 non-investment staff. The total number of Employees increased by 11.54% over the last 5-years.
Their $12.85Bn in assets advised are owned by 48 private funds, 0 public funds and BDCs and 3 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $11Bn or 85.57% of Total Assets and Government Entities and Pension Plans own $936.47mn or 7.29% of Total Assets.
The Group's top investment strategies include Traditional LBO, Early Stage and FI/Credit - Diverse, representing 70.61%, 25.42% and 3.53% of total assets, respectively.
They advise 4 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Government Entities and Pension Plans.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 3 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 13 private funds with $2.5Bn in assets.
The Group discloses fixed fees, management fees and performance-based fees.
FRANKLIN PARK names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In FRANKLIN PARK's case, they have 10 business conditions that require high process maturity and 1 Watch Factors.