The LAVACA CAPITAL is a privately held investment adviser that advises $493.89mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. LAVACA CAPITAL is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 222.85% over the last 5-years.
The Group has been registered with the SEC for 7.76 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 2700 POST OAK BLVD. SUITE 1250, HOUSTON, TX. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 4 employees comprised of 4 investment and 0 non-investment staff. The total number of Employees increased by 33.33% over the last 5-years.
Their $493.89mn in assets advised are owned by 5 private funds, 1 public fund and BDCs and 8 other accounts. Assets of Other Investment Advisers clients own $281.28mn or 56.95% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $151.14mn or 30.6% of Total Assets.
The Group's top investment strategies include Derivatives, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are Other Investment Advisers and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
LAVACA CAPITAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In LAVACA CAPITAL's case, they have 7 business conditions that require high process maturity and 1 Watch Factors.