The ROSECLIFF VENTURE MANAGEMENT is a privately held investment adviser that advises $1.79Bn in regulatory assets under management held in 2 SEC fund types across 4 investment strategies. ROSECLIFF VENTURE MANAGEMENT is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 119.77% over the last 5-years.
The Group has been registered with the SEC for 7.12 years and is comprised of 2 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 767 5TH AVENUE 34TH FLOOR, NEW YORK, NY. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 17 employees comprised of 12 investment and 5 non-investment staff. The total number of Employees increased by 6.25% over the last 5-years.
Their $1.79Bn in assets advised are owned by 10 private funds, 1 public fund and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $1.36Bn or 76.17% of Total Assets and Investment Companies (IC) own $400mn or 22.39% of Total Assets.
The Group's top investment strategies include Early Stage, Traditional LBO and FI/Credit - Diverse, representing 52.8%, 22.72% and 13.17% of total assets, respectively.
They advise 4 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).
The Group uses 2 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
ROSECLIFF VENTURE MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In ROSECLIFF VENTURE MANAGEMENT's case, they have 17 business conditions that require high process maturity and 3 Watch Factors.