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NICHOLAS INVESTMENT PARNTERS, L.P.

Business and Investment Profile

The NICHOLAS INVESTMENT PARNTERS, L.P. is a privately held investment adviser that advises $1.83Bn in regulatory assets under management held in 1 SEC fund types across 3 investment strategies. NICHOLAS INVESTMENT PARNTERS, L.P. is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 35.86% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 19.81 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 6451 EL SICOMORO STREET, RANCHO SANTA FE, CA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 12 employees comprised of 5 investment and 7 non-investment staff. The total number of Employees decreased by 14.29% over the last 5-years.

Asset Profile

Their $1.83Bn in assets advised are owned by 3 private funds, 1 public fund and BDCs and 14 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $674.96mn or 36.83% of Total Assets and High Net Worth Individuals own $493.81mn or 26.94% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat, Long/Short Equity and FI/Credit - Diverse, representing 62.9%, 31.35% and 5.75% of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and High Net Worth Individuals.

Service Provider Profile

The Group uses 2 Fund Administrators, 2 Fund Auditors, 1 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

NICHOLAS INVESTMENT PARNTERS, L.P. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Business Complexity/Risk Profile

They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In NICHOLAS INVESTMENT PARNTERS, L.P.'s case, they have 8 business conditions that require high process maturity and 1 Watch Factors.

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Keywords: [NICHOLAS]
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