The HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC is a privately held investment adviser that advises $33.02Bn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets decreased by 2.96% over the last 5-years.
The Group has been registered with the SEC for 24.42 years and is comprised of 1 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 601 SOUTH FIGUEROA STREET 39TH FLOOR, LOS ANGELES, CA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 63 employees comprised of 31 investment and 32 non-investment staff. The total number of Employees increased by 6.78% over the last 5-years.
Their $33.02Bn in assets advised are owned by 19 private funds, 25 public funds and BDCs and 56 other accounts. Assets of Investment Companies (IC) clients own $22.7Bn or 68.75% of Total Assets and Pension and Profit Sharing Plans-Private own $3.87Bn or 11.71% of Total Assets.
The Group's top investment strategies include Long/Short Equity and FI/Credit - Diverse, representing 74.86% and 25.14% of total assets, respectively.
They advise 6 types of clients, top clients are Investment Companies (IC) and Pension and Profit Sharing Plans-Private.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 3 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC's case, they have 10 business conditions that require high process maturity and 0 Watch Factors.