The CAPITAL ADVISORS, INC. is a privately held investment adviser that advises $6.33Bn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. CAPITAL ADVISORS, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 124.08% over the last 5-years.
The Group has been registered with the SEC for 47.4 years and is comprised of 1 filing and 0 relying advisers. They operate out of 12 office locations with their Headquarters at 2222 SOUTH UTICA PLACE SUITE 300, TULSA, OK. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 60 employees comprised of 33 investment and 27 non-investment staff. The total number of Employees increased by 71.43% over the last 5-years.
Their $6.33Bn in assets advised are owned by 0 private funds, 1 public fund and BDCs and 47 other accounts. Assets of High Net Worth Individuals clients own $3.75Bn or 59.15% of Total Assets and Individuals own $1.7Bn or 26.91% of Total Assets.
The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
CAPITAL ADVISORS, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In CAPITAL ADVISORS, INC.'s case, they have 9 business conditions that require high process maturity and 1 Watch Factors.