The CIRCLE WEALTH MANAGEMENT, LLC is a privately held investment adviser that advises $12.48Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. CIRCLE WEALTH MANAGEMENT, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 550% over the last 5-years.
The Group has been registered with the SEC for 18.79 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 47 MAPLE STREET SUITE 201, SUMMIT, NJ. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 19 employees comprised of 9 investment and 10 non-investment staff. The total number of Employees increased by 46.15% over the last 5-years.
Their $12.48Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 26 other accounts. Assets of High Net Worth Individuals clients own $11.54Bn or 92.5% of Total Assets and Charitable Organizations own $928.99mn or 7.44% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 2 types of clients, top clients are High Net Worth Individuals and Charitable Organizations.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
CIRCLE WEALTH MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In CIRCLE WEALTH MANAGEMENT, LLC's case, they have 5 business conditions that require high process maturity and 0 Watch Factors.