The CITIZENS INVESTMENT ADVISORS is a publicly held investment adviser that advises $9.19Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. CITIZENS INVESTMENT ADVISORS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 55.44% over the last 5-years.
The Group has been registered with the SEC for 33.97 years and is comprised of 2 filing and 0 relying advisers. They operate out of 49 office locations with their Headquarters at 520 WHITE PLAINS ROAD 3RD FLOOR, GREENBURGH, NY. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 618 employees comprised of 600 investment and 18 non-investment staff. The total number of Employees decreased by 45.65% over the last 5-years.
Their $9.19Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 235 other accounts. Assets of Individuals clients own $9.01Bn or 98.09% of Total Assets and Corporations or Other Businesses own $111.27mn or 1.21% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 3 types of clients, top clients are Individuals and Corporations or Other Businesses.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
CITIZENS INVESTMENT ADVISORS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In CITIZENS INVESTMENT ADVISORS's case, they have 15 business conditions that require high process maturity and 1 Watch Factors.