The F L PUTNAM INVESTMENT MANAGEMENT CO. is a privately held investment adviser that advises $7.86Bn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. F L PUTNAM INVESTMENT MANAGEMENT CO. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 182.25% over the last 5-years.
The Group has been registered with the SEC for 41.53 years and is comprised of 1 filing and 0 relying advisers. They operate out of 13 office locations with their Headquarters at 6 KIMBALL LANE, LYNNFIELD, MA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 134 employees comprised of 73 investment and 61 non-investment staff. The total number of Employees increased by 185.11% over the last 5-years.
Their $7.86Bn in assets advised are owned by 0 private funds, 1 public fund and BDCs and 207 other accounts. Assets of High Net Worth Individuals clients own $5.39Bn or 68.51% of Total Assets and Charitable Organizations own $1.6Bn or 20.33% of Total Assets.
The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Charitable Organizations.
The Group uses 1 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
F L PUTNAM INVESTMENT MANAGEMENT CO. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In F L PUTNAM INVESTMENT MANAGEMENT CO.'s case, they have 9 business conditions that require high process maturity and 1 Watch Factors.