The GRADIENT GROUP is a privately held investment adviser that advises $591.07mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. GRADIENT GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 116.67% over the last 5-years.
The Group has been registered with the SEC for 16.18 years and is comprised of 3 filing and 0 relying advisers. They operate out of 49 office locations with their Headquarters at 4105 LEXINGTON AVENUE NORTH SUITE 250, ARDEN HILLS, MN. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 271 employees comprised of 246 investment and 25 non-investment staff. The total number of Employees increased by 47.28% over the last 5-years.
Their $591.07mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 8 other accounts. Assets of Individuals clients own $430.3mn or 72.8% of Total Assets and High Net Worth Individuals own $154.25mn or 26.1% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 4 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
GRADIENT GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In GRADIENT GROUP's case, they have 12 business conditions that require high process maturity and 1 Watch Factors.