The H I A - HELVETIA INVESTMENT ADVISORS SA is a privately held investment adviser that advises $5.22Bn in regulatory assets under management held in 0 SEC fund types across 2 investment strategies. H I A - HELVETIA INVESTMENT ADVISORS SA is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 407.52% over the last 5-years.
The Group has been registered with the SEC for 11.74 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at VIA DELLA POSTA 4, LUGANO, -. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 1 employees comprised of 1 investment and 0 non-investment staff. The total number of Employees decreased by 50% over the last 5-years.
Their $5.22Bn in assets advised are owned by 7 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $4.85Bn or 92.9% of Total Assets and High Net Worth Individuals own $369.24mn or 7.07% of Total Assets.
The Group's top investment strategies include Multi Strat and Long/Short Equity, representing 100% and 0% of total assets, respectively.
They advise 3 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and High Net Worth Individuals.
The Group uses 2 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 4 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
H I A - HELVETIA INVESTMENT ADVISORS SA names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In H I A - HELVETIA INVESTMENT ADVISORS SA's case, they have 5 business conditions that require high process maturity and 1 Watch Factors.