The INSIGHT SECURITIES, INC. is a privately held investment adviser that advises $94.22mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. INSIGHT SECURITIES, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 44.5% over the last 5-years.
The Group has been registered with the SEC for 48.72 years and is comprised of 2 filing and 0 relying advisers. They operate out of 6 office locations with their Headquarters at 600 CENTRAL AVE SUITE 293, HIGHLAND PARK, IL. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 31 employees comprised of 18 investment and 13 non-investment staff. The total number of Employees increased by 34.78% over the last 5-years.
Their $94.22mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 19 other accounts. Assets of Corporations or Other Businesses clients own $55.74mn or 59.16% of Total Assets and High Net Worth Individuals own $31.18mn or 33.09% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 3 types of clients, top clients are Corporations or Other Businesses and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
INSIGHT SECURITIES, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In INSIGHT SECURITIES, INC.'s case, they have 11 business conditions that require high process maturity and 1 Watch Factors.