The J. TEAM FINANCIAL, INC. is a privately held investment adviser that advises $265.23mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. J. TEAM FINANCIAL, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 104.43% over the last 5-years.
The Group has been registered with the SEC for 12.36 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 425 CYPRESS ST., ABILENE, TX. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 9 employees comprised of 7 investment and 2 non-investment staff. The total number of Employees remained the same over the last few years.
Their $265.23mn in assets advised are owned by 1 private fund, 1 public fund and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $159.68mn or 60.2% of Total Assets and Individuals own $56.02mn or 21.12% of Total Assets.
The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
J. TEAM FINANCIAL, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In J. TEAM FINANCIAL, INC.'s case, they have 11 business conditions that require high process maturity and 2 Watch Factors.