The PUGH CAPITAL MANAGEMENT, INC. is a privately held investment adviser that advises $11.87Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. PUGH CAPITAL MANAGEMENT, INC. is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 48.8% over the last 5-years.
The Group has been registered with the SEC for 34.62 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 1700 7TH AVENUE SUITE 1510, SEATTLE, WA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 38 employees comprised of 22 investment and 16 non-investment staff. The total number of Employees increased by 58.33% over the last 5-years.
Their $11.87Bn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 42 other accounts. Assets of Government Entities and Pension Plans clients own $4.48Bn or 37.76% of Total Assets and Pension and Profit Sharing Plans-Private own $3.27Bn or 27.54% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are Government Entities and Pension Plans and Pension and Profit Sharing Plans-Private.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
PUGH CAPITAL MANAGEMENT, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In PUGH CAPITAL MANAGEMENT, INC.'s case, they have 7 business conditions that require high process maturity and 0 Watch Factors.