The RAMIREZ ASSET MANAGEMENT, INC. is a privately held investment adviser that advises $12.23Bn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. RAMIREZ ASSET MANAGEMENT, INC. is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 301.39% over the last 5-years.
The Group has been registered with the SEC for 17.62 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 14 EAST 52ND STREET, NEW YORK, NY. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 48 employees comprised of 21 investment and 27 non-investment staff. The total number of Employees increased by 128.57% over the last 5-years.
Their $12.23Bn in assets advised are owned by 8 private funds, 0 public funds and BDCs and 178 other accounts. Assets of Government Entities and Pension Plans clients own $4.66Bn or 38.13% of Total Assets and Corporations or Other Businesses own $2.52Bn or 20.61% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse and Fund of Funds, representing 100% and 0% of total assets, respectively.
They advise 9 types of clients, top clients are Government Entities and Pension Plans and Corporations or Other Businesses.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
RAMIREZ ASSET MANAGEMENT, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 2 funds.
They have a MEDIUM risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In RAMIREZ ASSET MANAGEMENT, INC.'s case, they have 10 business conditions that require high process maturity and 0 Watch Factors.