The RATHBONE INVESTMENT MANAGEMENT LIMITED is a privately held investment adviser that advises $110.16Bn in regulatory assets under management held in 0 SEC fund types across 3 investment strategies. RATHBONE INVESTMENT MANAGEMENT LIMITED is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 62.96% over the last 5-years.
The Group has been registered with the SEC for 20.22 years and is comprised of 1 filing and 0 relying advisers. They operate out of 19 office locations with their Headquarters at PORT OF LIVERPOOL BUILDING PIER HEAD, LIVERPOOL, -. The Group has not been subject to regulatory enforcement actions. They are regulated by 6 US and Non-US bodies.
They have 1,321 employees comprised of 512 investment and 809 non-investment staff. The total number of Employees increased by 44.37% over the last 5-years.
Their $110.16Bn in assets advised are owned by 15 private funds, 52 public funds and BDCs and 16,906 other accounts. Assets of Investment Companies (IC) clients own $45.18Bn or 41.02% of Total Assets and High Net Worth Individuals own $26.8Bn or 24.32% of Total Assets.
The Group's top investment strategies include Multi Strat, Long/Short Equity and FI/Credit - Diverse, representing 52.1%, 33.18% and 14.73% of total assets, respectively.
They advise 8 types of clients, top clients are Investment Companies (IC) and High Net Worth Individuals.
The Group uses 8 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 9 Custodians and 9 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
RATHBONE INVESTMENT MANAGEMENT LIMITED names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In RATHBONE INVESTMENT MANAGEMENT LIMITED's case, they have 9 business conditions that require high process maturity and 0 Watch Factors.