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RECORD CURRENCY MANAGEMENT GROUP

Business and Investment Profile

The RECORD CURRENCY MANAGEMENT GROUP is a privately held investment adviser that advises $100.64Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. RECORD CURRENCY MANAGEMENT GROUP is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 73.26% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 31.54 years and is comprised of 2 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 3 SHELDON SQUARE, LONDON, -. The Group has not been subject to regulatory enforcement actions. They are regulated by 8 US and Non-US bodies.

Employee Profile

They have 91 employees comprised of 42 investment and 49 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $100.64Bn in assets advised are owned by 109 private funds, 1 public fund and BDCs and 34 other accounts. Assets of Government Entities and Pension Plans clients own $38.15Bn or 37.9% of Total Assets and Pension and Profit Sharing Plans-Private own $38.14Bn or 37.89% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are Government Entities and Pension Plans and Pension and Profit Sharing Plans-Private.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

RECORD CURRENCY MANAGEMENT GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Business Complexity/Risk Profile

They have a HIGH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In RECORD CURRENCY MANAGEMENT GROUP's case, they have 13 business conditions that require high process maturity and 0 Watch Factors.

Full profile: RECORD CURRENCY MANAGEMENT GROUP

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Keywords: [(US), RECORD, CURRENCY]
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