The RICE HALL JAMES & ASSOCIATES LLC is a privately held investment adviser that advises $1.72Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. RICE HALL JAMES & ASSOCIATES LLC is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets decreased by 45.99% over the last 5-years.
The Group has been registered with the SEC for 22.98 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 600 WEST BROADWAY SUITE 1000, SAN DIEGO, CA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 25 employees comprised of 14 investment and 11 non-investment staff. The total number of Employees decreased by 24.24% over the last 5-years.
Their $1.72Bn in assets advised are owned by 2 private funds, 2 public funds and BDCs and 35 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $402.33mn or 23.43% of Total Assets and Government Entities and Pension Plans own $309.28mn or 18.01% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 8 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Government Entities and Pension Plans.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, management fees and performance-based fees.
RICE HALL JAMES & ASSOCIATES LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In RICE HALL JAMES & ASSOCIATES LLC's case, they have 7 business conditions that require high process maturity and 0 Watch Factors.