The SLOY, DAHL & HOLST GROUP is a privately held investment adviser that advises $1.86Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. SLOY, DAHL & HOLST GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 19% over the last 4-years.
The Group has been registered with the SEC for 37.88 years and is comprised of 3 filing and 0 relying advisers. They operate out of 4 office locations with their Headquarters at 1220 MAIN STREET SUITE 400, VANCOUVER, WA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 7 employees comprised of 4 investment and 3 non-investment staff. The total number of Employees decreased by 69.57% over the last 5-years.
Their $1.86Bn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 80 other accounts. Assets of Pension and Profit Sharing Plans-Private clients own $782.55mn or 41.99% of Total Assets and High Net Worth Individuals own $756.86mn or 40.61% of Total Assets.
The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.
They advise 5 types of clients, top clients are Pension and Profit Sharing Plans-Private and High Net Worth Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, management fees and performance-based fees.
SLOY, DAHL & HOLST GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In SLOY, DAHL & HOLST GROUP's case, they have 14 business conditions that require high process maturity and 3 Watch Factors.