The SRS CAPITAL ADVISORS, INC. is a privately held investment adviser that advises $8.96Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. SRS CAPITAL ADVISORS, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 997.03% over the last 5-years.
The Group has been registered with the SEC for 19.38 years and is comprised of 1 filing and 0 relying advisers. They operate out of 17 office locations with their Headquarters at 730 17TH STREET SUITE 107, DENVER, CO. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 106 employees comprised of 61 investment and 45 non-investment staff. The total number of Employees increased by 457.89% over the last 5-years.
Their $8.96Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 343 other accounts. Assets of High Net Worth Individuals clients own $6.82Bn or 76.08% of Total Assets and Individuals own $903.64mn or 10.09% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, management fees and performance-based fees.
SRS CAPITAL ADVISORS, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In SRS CAPITAL ADVISORS, INC.'s case, they have 10 business conditions that require high process maturity and 1 Watch Factors.