The TIPTREE ADVISORS is a publicly held investment adviser that advises $2.57Bn in regulatory assets under management held in 2 SEC fund types across 3 investment strategies. TIPTREE ADVISORS is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 1,146.8% over the last 5-years.
The Group has been registered with the SEC for 20.02 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 809 BROADWAY 6TH FLOOR, NEW YORK, NY. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.
They have 13 employees comprised of 12 investment and 1 non-investment staff. The total number of Employees increased by 333.33% over the last 5-years.
Their $2.57Bn in assets advised are owned by 5 private funds, 0 public funds and BDCs and 16 other accounts. Assets of Insurance Companies clients own $1.46Bn or 57.02% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $1.1Bn or 42.98% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse, FI/Credit - Distress and Fund of Funds, representing 96.11%, 3.89% and 0% of total assets, respectively.
They advise 2 types of clients, top clients are Insurance Companies and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 2 Prime Brokers, 3 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $21.43mn in assets.
The Group discloses management fees and performance-based fees.
TIPTREE ADVISORS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.
They have a MEDIUM risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In TIPTREE ADVISORS's case, they have 9 business conditions that require high process maturity and 0 Watch Factors.