The HALYARD ASSET MANAGEMENT is a privately held investment adviser that advises $2.75Bn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. HALYARD ASSET MANAGEMENT is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 48.2% over the last 5-years.
The Group has been registered with the SEC for 15.54 years and is comprised of 2 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 399 KNOLLWOOD ROAD SUITE 107B, WHITE PLAINS, NY. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 27 employees comprised of 8 investment and 19 non-investment staff. The total number of Employees increased by 440% over the last 5-years.
Their $2.75Bn in assets advised are owned by 9 private funds, 1 public fund and BDCs and 4 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $1.43Bn or 52.13% of Total Assets and Investment Companies (IC) own $1.26Bn or 45.81% of Total Assets.
The Group's top investment strategies include Derivatives, representing 100% of total assets, respectively.
They advise 7 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).
The Group uses 1 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
HALYARD ASSET MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.
They have a HIGH-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In HALYARD ASSET MANAGEMENT's case, they have 11 business conditions that require high process maturity and 1 Watch Factors.