The DLD ASSET MANAGEMENT, LP is a privately held investment adviser that advises $1.62Bn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. DLD ASSET MANAGEMENT, LP is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets decreased by 1.65% over the last 5-years.
The Group has been registered with the SEC for 11.98 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 150 EAST 52ND STREET SUITE 32001, NEW YORK, NY. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.
They have 16 employees comprised of 9 investment and 7 non-investment staff. The total number of Employees increased by 33.33% over the last 5-years.
Their $1.62Bn in assets advised are owned by 11 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $1.62Bn or 100% of Total Assets.
The Group's top investment strategies include Long/Short Equity and Fund of Funds, representing 100% and 0% of total assets, respectively.
They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 2 Prime Brokers, 3 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
DLD ASSET MANAGEMENT, LP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 7 funds.
They have a MEDIUM risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.
In DLD ASSET MANAGEMENT, LP's case, they have 9 business conditions that require high process maturity and 0 Watch Factors.