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HARSPRING CAPITAL MANAGEMENT, LLC

Business and Investment Profile

The HARSPRING CAPITAL MANAGEMENT, LLC is a privately held investment adviser that advises $994.81mn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. HARSPRING CAPITAL MANAGEMENT, LLC is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 174.96% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 11.86 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 1345 AVENUE OF THE AMERICAS FLOOR 2, NEW YORK, NY. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.

Employee Profile

They have 4 employees comprised of 3 investment and 1 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $994.81mn in assets advised are owned by 5 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $994.81mn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity and Multi Strat, representing 100% and 0% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

HARSPRING CAPITAL MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.

Business Complexity/Risk Profile

They have a MEDIUM-WATCH risk business model that requires a high degree of process maturity to manage operational risk. A Manager Group has a "High Complexity" when 25% or more of 63 business conditions measured require a high level of process maturity to manage the risk. The "Watch" suffix indicates that one or more of the following business conditions carry a high-complexity score: 1) % Fund Assets Valued Internally, 2) prior Regulatory Violations, 3) Unqualified Audits, 4) Multi-Functional C-Suite and 5) Business Concentration Risk with an Auditor or Administrator.

In HARSPRING CAPITAL MANAGEMENT, LLC's case, they have 9 business conditions that require high process maturity and 1 Watch Factors.

Full profile: HARSPRING CAPITAL MANAGEMENT, LLC

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Keywords: [HARSPRING]
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